To support the review and approval of Outside Business Activities (OBAs) and Passive Investments, the fully remote Compliance Consultant will leverage their FINRA Series 7 and Series 24 licenses to assess compliance risks and partner with stakeholders while managing a high-volume workload. Key responsibilities Review and approve Outside Business Activities (OBAs) and Passive Investments in accordance with FINRA regulations Identify and assess potential compliance risks, conflicts of interest, and regulatory concerns Communicate with internal stakeholders to gather information and ensure accurate approvals Required qualifications FINRA Series 7 and Series 24 licenses (required) 2-3+ years of experience in financial services or a compliance-related role Strong ability to work independently and make sound, risk-based decisions High attention to detail and strong organizational skills Ability to manage multiple priorities and adapt to evolving business needs
.../Product Owner Banner Digital business team needs one onshore Technical BA/PO for their Notifications products. Required: Twilio experience is mandatory. Should have experience developing new products, maintain, investigate issues, be the 1st line of defense...
...Title: SEO Specialist Location: Houston, TX 77002 (Hybrid 4 Days in Office) Duration: 6 Months (Possibility of Extension) Job Description: We are seeking a detail-oriented and motivated SEO Specialist to support foundational SEO execution...
...multicultural environment? We have the perfect opportunity for you!Our client is a Leading Social Media Platform with the mission to inspire creativity and bring joy.As a Content Moderator in this project, your daily responsibilities will include: Ensure legal compliance...
...Job Title Project Manager Location Doral, FL 33122 US (Primary) Category Intelligence Job Type Part-time Career Level Staff Education Bachelor's Degree Travel None Security Clearance Required TS/SCI Job Description Prescient...
Hair Stylist - High-Traffic SalonYou want to do hair, and you want a steady paycheck. At our SmartStyle salons inside Walmart, you don't have to spend your day scrolling on your phone waiting for a client to walk in. We have a built-in audience of thousands of people ...